Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUESTA FINANCIAL SERVICES LTD.
FRN 459631
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (23 Apr 2013 to 8 Dec 2019)
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- CF30 Customer (2 Jan 2012 to 19 Apr 2013)
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- (11)Employed By (2 Jan 2012 to 19 Apr 2013)
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- (2)Employed By (12 Mar 2010 to 30 Dec 2011)
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- CF30 Customer (5 Dec 2008 to 30 Dec 2011)
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- (6)Employed By (11 Sep 2003 to 17 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.