Stuart Graham Dewin

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Questa Wealth & Financial Planning Limited

    FRN 750005

    • SMF3 Executive Director (since 23 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 May 2022)
  • QUESTA FINANCIAL SERVICES LTD.

    FRN 459631

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (23 Sep 2016 to 8 Dec 2019)
    • CF1 Director (2 Mar 2012 to 8 Dec 2019)
    • CF30 Customer (2 Apr 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.