Gracechurch Wealth Management LLP

• Principal Place of Business

  E F X House

  1 Boycott Avenue

  Oldbrook

  Milton Keynes

  MK6 2RW

  UNITED KINGDOM

  Phone

  +4401908209220

  Web

  https://gracechurchwm.com

• Complaints Contact

  E F X House

  1 Boycott Avenue

  Oldbrook

  Milton Keynes

  MK6 2RW

  UNITED KINGDOM

  Phone

  +441908209220

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jason Bevan

  IRN JRB00023

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (AR) (since 26 Jan 2012)
  • CF30 Customer (since 1 Nov 2007)
  • CF4 Partner (AR) (19 May 2011 to 15 Dec 2011)
  • Responsible for Insurance Mediation (2 Oct 2006 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (2 Oct 2006 to 31 Mar 2009)
  • CF4 Partner (2 Oct 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
  • CF10 Compliance Oversight (2 Oct 2006 to 8 Dec 2019)
• Jeremy Patrick Hylton

  IRN JPH00024

  • CF30 Customer (20 May 2013 to 30 Apr 2018)
• John James Michael Fields

  IRN JJF01057

  • CF4 Partner (28 Jul 2009 to 20 Dec 2011)
• Kathryn Ann Nichols

  IRN KAN00003

  • CF4 Partner (2 Oct 2006 to 4 Jun 2009)
• Kim Hine

  IRN KXM00040

  • CF30 Customer (2 Jul 2012 to 20 Mar 2018)
• Leisl Hunter

  IRN LXH01193

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF30 Customer (since 4 Sep 2023)
  • Appointed representative dealing with clients for which they require qualification (since 1 Sep 2023)
  • [FCA CF] Client dealing (since 4 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 4 Mar 2021)
• Lien Bich Luu

  IRN LBL01009

  • CF30 Customer (21 Oct 2008 to 30 Dec 2010)
• Mark Andrew Tuckwell

  IRN MAT01191

  • CF1 Director (AR) (since 10 Apr 2012)
• Mark Ian John Stemp

  IRN MIS01041

  • CF4 Partner (18 Aug 2009 to 20 Dec 2011)
• Mark Wesley

  IRN MXW00022

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 31 Dec 2009)

• Magma Wealth Management Limited

  FRN 572383 · Appointed 10 Jan 2012

• Parrish Wealth Management Limited (no longer appointed)

  FRN 574472 · Appointed 3 Feb 2012 · Until 21 Sep 2018

• Chancery Alliance LLP (no longer appointed)

  FRN 532736 · Appointed 1 Oct 2010 · Until 19 Dec 2011

No changes recorded yet.