Mark Wesley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gracechurch Wealth Management LLP

    FRN 454766

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 31 Dec 2009)
  • Magma Wealth Management Limited

    FRN 572383

    • (6)Employed By (since 16 Jan 2012)
  • Chancery Alliance LLP (no longer approved here)

    FRN 532736

    • Employed By (9 May 2011 to 15 Dec 2011)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 30 Apr 2010)
    • CF21 Investment Adviser (6 Feb 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Aug 2002 to 6 Feb 2003)
  • Tamar Independent Financial Advisers Ltd (no longer approved here)

    FRN 214092

    • Employed By (17 Aug 2002 to 30 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

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