David Bruce James Schofield

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 16 May 2024)
    • Appointed representative dealing with clients for which they require qualification (since 28 Sep 2021)
    • CF30 Customer (since 6 Aug 2021)
    • CF1 Director (AR) (6 Aug 2021 to 24 Dec 2023)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 22 Sep 2021)
    • [FCA CF] Client dealing (10 Dec 2019 to 22 Sep 2021)
    • CF30 Customer (11 Apr 2018 to 8 Dec 2019)
  • Independent Financial Adviser Ltd

    FRN 955402

    • (2)Employed By (since 15 Sep 2021)
  • Urban and Rural Financial Solutions Ltd (no longer approved here)

    FRN 952952

    • Employed By (6 Aug 2021 to 24 Apr 2024)
  • Magma Wealth Management Limited (no longer approved here)

    FRN 572383

    • (2)Employed By (24 Nov 2014 to 16 Feb 2018)
  • Gracechurch Wealth Management LLP (no longer approved here)

    FRN 454766

    • CF30 Customer (20 Feb 2014 to 16 Feb 2018)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (3 Oct 2011 to 10 Feb 2014)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (3 Feb 2009 to 24 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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