Joanna Chiao

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Insight Financial Associates Limited (no longer approved here)
FRN 458421
- [FCA CF] Client dealing (3 Oct 2022 to 22 Jan 2024)
- [FCA CF] Functions requiring qualifications (3 Oct 2022 to 22 Jan 2024)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (24 Jan 2020 to 14 Sep 2022)
- CF30 Customer (10 Jan 2020 to 14 Sep 2022)
KWM Wealth Ltd (no longer approved here)
FRN 516056
- Employed By (10 Jan 2020 to 14 Sep 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.