Jason Anthony Martin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LTI Wealth Management Ltd

    FRN 624188

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 3 Nov 2020)
    • [FCA CF] Client dealing (since 3 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (15 Sep 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 Sep 2014 to 30 Sep 2018)
    • CF30 Customer (15 Sep 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Sep 2014 to 8 Dec 2019)
    • CF1 Director (15 Sep 2014 to 8 Dec 2019)
  • SALTUS WEALTH PARTNERSHIP LIMITED (no longer approved here)

    FRN 449607

    • CF4 Partner (AR) (13 May 2013 to 14 May 2014)
    • CF30 Customer (12 Jul 2010 to 14 May 2014)
  • Insight Financial Associates Limited (no longer approved here)

    FRN 458421

    • CF30 Customer (1 Nov 2007 to 4 Sep 2009)
    • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (13 Apr 2005 to 6 Jan 2006)
    • CF22 Investment Adviser (Trainee) (24 May 2004 to 13 Apr 2005)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (7 Apr 2004 to 21 May 2004)
    • CF22 Investment Adviser (Trainee) (2 Jun 2003 to 7 Apr 2004)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.