Insight Financial Associates Limited

• Principal Place of Business

  Insight Financial Associates Ltd

  Insight House 7a

  Alkmaar Way

  Norwich

  Norfolk

  NR6 6BF

  UNITED KINGDOM

  Phone

  +4401603268080

  Web

  https://www.insightifa.com

• Complaints Contact

  Insight Financial Associates Ltd

  Insight House 7a

  Alkmaar Way

  Norwich

  Norfolk

  NR6 6BF

  UNITED KINGDOM

  Phone

  +4401603268080

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Billy Martin

  IRN BXM00409

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 29 Sep 2023)
  • [FCA CF] Functions requiring qualifications (since 29 Sep 2023)
• Brian Thomas O'Neill

  IRN BTO00001

  • CF30 Customer (1 Jul 2011 to 3 Aug 2015)
• Bridie Solferino

  IRN BXS00483

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 22 Apr 2024)
  • [FCA CF] Functions requiring qualifications (since 22 Apr 2024)
• Carla Tucker

  IRN CXA01236

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (31 Jul 2019 to 8 Dec 2019)
• Christopher Gareth Channon

  IRN CXC00361

  • [FCA CF] Functions requiring qualifications (19 Jan 2023 to 10 Jun 2024)
  • [FCA CF] Client dealing (19 Jan 2023 to 10 Jun 2024)
• Christopher Macey

  IRN CJM00079

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Apr 2023)
  • CF30 Customer (16 Feb 2009 to 8 Dec 2019)
• Christopher Stimpson

  IRN CXS80123

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Feb 2022)
• Christopher Woodhouse

  IRN CDW01073

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (5 Apr 2019 to 8 Dec 2019)
• Colin Remfry

  IRN CFR00001

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jun 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Jun 2023)
  • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
• Connor Ben Winsland

  IRN CXW00767

  • [FCA CF] Functions requiring qualifications (1 Jul 2025 to 1 Sep 2025)
  • [FCA CF] Client dealing (1 Jul 2025 to 1 Sep 2025)

• Dafferns Wealth Limited (no longer appointed)

  FRN 826548 · Appointed 20 Nov 2018 · Until 10 Jan 2022

• Insight Health Solutions Ltd (no longer appointed)

  FRN 675717 · Appointed 6 Mar 2015 · Until 6 Nov 2018

• Insight Private Finance Limited (no longer appointed)

  FRN 409065 · Appointed 26 Sep 2014 · Until 9 Apr 2021

• Higgs Boson Consultants LLP (no longer appointed)

  FRN 589353 · Appointed 31 Jan 2013 · Until 6 Jan 2015

No changes recorded yet.