Brian Thomas O'Neill

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bryant O'Neill Wealth Management Limited (no longer approved here)
FRN 679003
- Responsible for Insurance Distribution (1 Oct 2018 to 12 Apr 2019)
- CF11 Money Laundering Reporting (25 Jan 2018 to 12 Apr 2019)
- Responsibility for MCD Intermediation (21 Mar 2016 to 12 Apr 2019)
- CF30 Customer (3 Aug 2015 to 17 Oct 2019)
- Responsible for Insurance Mediation (3 Aug 2015 to 30 Sep 2018)
- CF1 Director (3 Aug 2015 to 17 Oct 2019)
- CF10 Compliance Oversight (3 Aug 2015 to 12 Apr 2019)
Insight Financial Associates Limited (no longer approved here)
FRN 458421
- CF30 Customer (1 Jul 2011 to 3 Aug 2015)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- CF30 Customer (12 Aug 2010 to 22 Aug 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.