Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROBERT GERRARD & WESTBROOK LIMITED (no longer approved here)

    FRN 188640

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2023)
    • CF30 Customer (4 Sep 2014 to 8 Dec 2019)
  • Insight Financial Associates Limited (no longer approved here)

    FRN 458421

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2023)
    • CF30 Customer (16 Feb 2009 to 8 Dec 2019)
  • D B Financial Management Limited (no longer approved here)

    FRN 522214

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2023)
  • Stephen Macey (no longer approved here)

    FRN 178866

    • (2)Employed By (14 Oct 1998 to 20 Feb 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.