Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ADMS Asset Management Limited
FRN 569871
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 14 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 14 Apr 2025)
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Buxton Beresford Financial Planning Ltd
FRN 596052
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 10 Mar 2025)
- [FCA CF] Functions requiring qualifications (since 10 Mar 2025)
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Insight Financial Associates Limited
FRN 458421
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 29 Sep 2023)
- [FCA CF] Client dealing (since 29 Sep 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.