Carla Tucker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Buxton Beresford Financial Planning Ltd

    FRN 596052

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2025)
    • [FCA CF] Client dealing (since 10 Mar 2025)
  • Insight Financial Associates Limited

    FRN 458421

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (31 Jul 2019 to 8 Dec 2019)
  • Penvest Limited (no longer approved here)

    FRN 407889

    • [FCA CF] Client dealing (9 Dec 2019 to 19 May 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 May 2021)
  • Blueprint Financial Solutions Ltd (no longer approved here)

    FRN 409853

    • Employed By (16 Jun 2017 to 13 Feb 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (16 Jun 2017 to 13 Feb 2018)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 8 May 2008)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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