Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 23 Aug 2024)
- CF30 Customer (since 5 Aug 2024)
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Wealth & Finance Matters Limited
FRN 756260
- Employed By (since 5 Aug 2024)
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- [FCA CF] Functions requiring qualifications (19 Jan 2023 to 10 Jun 2024)
- [FCA CF] Client dealing (19 Jan 2023 to 10 Jun 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.