Hugh Davies Associates Limited

• Principal Place of Business

  New Barn

  Manor Farm Courtyard

  Southam Lane

  Southam

  Cheltenham

  Gloucestershire

  GL52 3PB

  UNITED KINGDOM

  Phone

  +4401242514563

  Web

  https://www.amberriver.com/hda

• Complaints Contact

  New Barn

  Manor Farm Courtyard

  Southam Lane

  Southam

  Cheltenham

  Gloucestershire

  GL52 3PB

  UNITED KINGDOM

  Phone

  +4401242514563

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Benson

  IRN AWB00035

  • CF30 Customer (1 Nov 2007 to 24 May 2017)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Daniel Phillip Ames

  IRN DXA00189

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2022)
  • [FCA CF] Client dealing (since 1 Oct 2022)
  • [FCA CF] Client dealing (1 May 2021 to 13 Aug 2021)
• Danielle Marie Hawley

  IRN DXH00266

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Aug 2025)
  • SMF16 Compliance Oversight (since 14 Aug 2025)
  • SMF3 Executive Director (since 7 Feb 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Nov 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2021)
• Dennis James Parello

  IRN DJP00066

  • CF30 Customer (1 Nov 2007 to 4 Jul 2008)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Duncan Peter Barnaby Hensman

  IRN DPH01094

  • [FCA CF] Functions requiring qualifications (1 Sep 2021 to 30 Jun 2022)
  • [FCA CF] Client dealing (13 Jul 2020 to 30 Jun 2022)
• Edward John Blackett

  IRN EJB01141

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Sep 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Sep 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Sep 2021)
  • CF30 Customer (31 Oct 2014 to 8 Dec 2019)
• Eugenie May Cameron

  IRN EMC01057

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jan 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jan 2023)
  • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
• Gemma Underwood

  IRN GXU00001

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2023)
  • [FCA CF] Client dealing (since 1 Feb 2023)
• Geoffrey Dylwin Webb

  IRN GDW01057

  • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
  • CF21 Investment Adviser (31 Jan 2007 to 31 Oct 2007)
• Graham William More

  IRN GWM01060

  • CF30 Customer (29 May 2009 to 27 Aug 2010)

• Revision Investment Services Limited (no longer appointed)

  FRN 460090 · Appointed 8 Jan 2007 · Until 15 Aug 2017

No changes recorded yet.