Dennis James Parello

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ETHICAL INVESTORS (UK) LIMITED (no longer approved here)

    FRN 165222

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2023)
    • CF30 Customer (1 Aug 2008 to 8 Dec 2019)
  • Hugh Davies Associates Limited (no longer approved here)

    FRN 125569

    • CF30 Customer (1 Nov 2007 to 4 Jul 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.