Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hugh Davies Associates Limited (no longer approved here)

    FRN 125569

    • [FCA CF] Functions requiring qualifications (1 Sep 2021 to 30 Jun 2022)
    • [FCA CF] Client dealing (13 Jul 2020 to 30 Jun 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (11 Dec 2007 to 2 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.