Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 1 Oct 2019)
    • CF30 Customer (since 21 Sep 2010)
    • CF1 Director (AR) (31 Jan 2020 to 8 Jul 2021)
    • (2)Employed By (since 21 Sep 2010)
  • Hugh Davies Associates Limited (no longer approved here)

    FRN 125569

    • CF30 Customer (29 May 2009 to 27 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

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