Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
ValidPath Limited
FRN 197107
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 12 Jun 2023)
- CF1 Director (AR) (since 22 May 2023)
- CF30 Customer (since 22 May 2023)
-
Malvern Financial Planning Limited
FRN 996153
- (1)Employed By (since 22 May 2023)
-
- Appointed representative dealing with clients for which they require qualification (9 Jun 2023 to 12 Jun 2023)
-
- [FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jan 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jan 2023)
- CF30 Customer (1 Mar 2019 to 8 Dec 2019)
-
- CF1 Director (AR) (1 Jan 2011 to 31 May 2012)
- CF30 Customer (1 Jan 2011 to 31 May 2012)
-
- Employed By (1 Jan 2011 to 31 May 2012)
-
- CF30 Customer (21 May 2008 to 20 Dec 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.