Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 12 Jun 2023)
    • CF1 Director (AR) (since 22 May 2023)
    • CF30 Customer (since 22 May 2023)
    • (1)Employed By (since 22 May 2023)
  • ValidPath Financial Limited (no longer approved here)

    FRN 836465

    • Appointed representative dealing with clients for which they require qualification (9 Jun 2023 to 12 Jun 2023)
  • Hugh Davies Associates Limited (no longer approved here)

    FRN 125569

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jan 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jan 2023)
    • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (1 Jan 2011 to 31 May 2012)
    • CF30 Customer (1 Jan 2011 to 31 May 2012)
  • Cameron and Company Financial Planning Limited (no longer approved here)

    FRN 537564

    • Employed By (1 Jan 2011 to 31 May 2012)
  • Hazlewoods Financial Planning LLP (no longer approved here)

    FRN 223530

    • CF30 Customer (21 May 2008 to 20 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.