Hazlewoods Financial Planning LLP

• Principal Place of Business

  Staverton Court

  Staverton

  Nr Cheltenham

  Gloucestershire

  GL51 0UX

  UNITED KINGDOM

  Phone

  +4401242680000

  Web

  https://www.hazlewoods.co.uk

• Complaints Contact

  Hazlewoods

  Staverton Court

  Staverton

  Cheltenham

  Gloucestershire

  GL51 0UX

  UNITED KINGDOM

  Phone

  +4401242680000

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Edward Randle

  IRN AER01027

  • CF21 Investment Adviser (26 Sep 2003 to 21 Dec 2004)
  • CF4 Partner (26 Sep 2003 to 25 Oct 2012)
• Alexander Davies

  IRN AXD00838

  • [FCA CF] Functions requiring qualifications (28 Nov 2023 to 19 Nov 2025)
  • [FCA CF] Client dealing (28 Nov 2023 to 19 Nov 2025)
• Andrew Hogarth

  IRN AXH02921

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 19 Feb 2021)
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2021)
  • CF30 Customer (4 Mar 2016 to 8 Dec 2019)
• Andrew John Gillett

  IRN AJG01209

  • CF30 Customer (1 Nov 2007 to 30 Nov 2011)
  • CF21 Investment Adviser (26 Sep 2003 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (26 Sep 2003 to 31 Oct 2007)
• Andrew Warner Brookes

  IRN AWB01060

  • CF30 Customer (19 Aug 2013 to 25 Sep 2018)
• Anthony David Flambard

  IRN ADF01051

  • SMF27 Partner (9 Dec 2019 to 30 Apr 2025)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (6 Jan 2004 to 8 Dec 2019)
  • CF13 Finance (26 Sep 2003 to 31 Oct 2007)
• Beverley Anne Lavin

  IRN BAL00002

  • CF4 Partner (29 Oct 2012 to 15 Sep 2014)
  • CF11 Money Laundering Reporting (29 Oct 2012 to 15 Sep 2014)
  • CF10 Compliance Oversight (29 Oct 2012 to 15 Sep 2014)
  • Responsible for Insurance Mediation (29 Oct 2012 to 15 Sep 2014)
  • CF30 Customer (15 Dec 2011 to 15 Sep 2014)
• David Gordon Main

  IRN DGM01092

  • CF30 Customer (21 Aug 2013 to 14 Aug 2019)
• Diane Margaret Weitz

  IRN DMW00043

  • CF24 Pension Transfer Specialist (13 Jul 2004 to 13 Apr 2005)
  • CF21 Investment Adviser (13 Jul 2004 to 13 Apr 2005)
• Eugenie May Cameron

  IRN EMC01057

  • CF30 Customer (21 May 2008 to 20 Dec 2010)

No changes recorded yet.