Hazlewoods Financial Planning LLP

• Principal Place of Business

  Staverton Court

  Staverton

  Nr Cheltenham

  Gloucestershire

  GL51 0UX

  UNITED KINGDOM

  Phone

  +4401242680000

  Web

  https://www.hazlewoods.co.uk

• Complaints Contact

  Hazlewoods

  Staverton Court

  Staverton

  Cheltenham

  Gloucestershire

  GL51 0UX

  UNITED KINGDOM

  Phone

  +4401242680000

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Faye Louise Brown

  IRN FLG00005

  • CF30 Customer (1 Nov 2007 to 31 Aug 2008)
  • CF22 Investment Adviser (Trainee) (10 Jul 2007 to 31 Oct 2007)
• Gary Cook

  IRN GXC01724

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2021)
  • [FCA CF] Client dealing (since 19 Feb 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (18 Sep 2019 to 8 Dec 2019)
  • CF30 Customer (1 Sep 2011 to 8 Dec 2019)
• Harvey Gordon Edwin Grove

  IRN HGG01005

  • CF4 Partner (26 Sep 2003 to 31 Jan 2010)
• Helen Louise Longland

  IRN HLT01009

  • CF22 Investment Adviser (Trainee) (7 Dec 2005 to 28 Jul 2006)
• James Morter

  IRN JXM04248

  • SMF27 Partner (since 14 Apr 2025)
• Jon Maylam Cartwright

  IRN JXC01970

  • SMF27 Partner (9 Dec 2019 to 30 Apr 2025)
  • CF4 Partner (4 May 2010 to 8 Dec 2019)
• Kyle Michael Nethercott

  IRN KMN01024

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 19 Feb 2021)
  • [FCA CF] Client dealing (since 19 Feb 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF10 Compliance Oversight (30 Sep 2014 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 25 Oct 2012)
  • CF4 Partner (26 Sep 2003 to 8 Dec 2019)
  • CF21 Investment Adviser (26 Sep 2003 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (26 Sep 2003 to 25 Oct 2012)
  • CF8 Apportionment and Oversight (26 Sep 2003 to 31 Mar 2009)
• Lee Aston Badger

  IRN LAB01089

  • CF22 Investment Adviser (Trainee) (28 Feb 2006 to 23 Feb 2007)
  • CF24 Pension Transfer Specialist (28 Feb 2006 to 23 Feb 2007)
• Martin Philip Vale

  IRN MXV00236

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 2 Jul 2025)
  • [FCA CF] Client dealing (since 2 Jul 2025)
• Nigel John Platt

  IRN NJP00005

  • CF24 Pension Transfer Specialist (30 Dec 2003 to 21 Dec 2004)
  • CF21 Investment Adviser (30 Dec 2003 to 21 Dec 2004)

No changes recorded yet.