Nigel John Platt

• Best Practice IFA Group Limited

  FRN 223112

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • CF1 Director (AR) (since 17 Jun 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 3 Jun 2013)
• Laurel Financial Planning Limited

  FRN 599586

  • (1)Employed By (since 3 Jun 2013)
• Lighthouse Advisory Services Limited (no longer approved here)

  FRN 195199

  • CF30 Customer (29 Oct 2010 to 31 May 2013)
• Lighthouse Financial Advice Limited (no longer approved here)

  FRN 225502

  • (649)Employed By (29 Oct 2010 to 31 May 2013)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF30 Customer (1 Nov 2007 to 2 May 2008)
  • CF21 Investment Adviser (25 Nov 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (21 Jan 2005 to 25 Nov 2005)
• Hazlewoods Financial Planning LLP (no longer approved here)

  FRN 223530

  • CF21 Investment Adviser (30 Dec 2003 to 21 Dec 2004)
  • CF24 Pension Transfer Specialist (30 Dec 2003 to 21 Dec 2004)

No changes recorded yet.