Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 10. Broker fund adviser
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Feb 2026)
    • [FCA CF] Client dealing (since 2 Feb 2026)
  • Brighton Williams & Partners (no longer approved here)

    FRN 149307

    • CF30 Customer (15 Sep 2017 to 30 Sep 2019)
  • Hazlewoods Financial Planning LLP (no longer approved here)

    FRN 223530

    • CF22 Investment Adviser (Trainee) (28 Feb 2006 to 23 Feb 2007)
    • CF24 Pension Transfer Specialist (28 Feb 2006 to 23 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.