Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nailsea Financial Services Limited
FRN 212754
- 10. Broker fund adviser
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 2 Feb 2026)
- [FCA CF] Client dealing (since 2 Feb 2026)
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- CF30 Customer (15 Sep 2017 to 30 Sep 2019)
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- CF22 Investment Adviser (Trainee) (28 Feb 2006 to 23 Feb 2007)
- CF24 Pension Transfer Specialist (28 Feb 2006 to 23 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.