Hazlewoods Financial Planning LLP

Date authorised
1 April 2013
Companies House
OC300764
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Staverton Court
    Staverton
    Nr Cheltenham
    Gloucestershire
    GL51 0UX
    UNITED KINGDOM
    Phone
    +4401242680000
    Web
    https://www.hazlewoods.co.uk

  • Complaints Contact

    Hazlewoods
    Staverton Court
    Staverton
    Cheltenham
    Gloucestershire
    GL51 0UX
    UNITED KINGDOM
    Phone
    +4401242680000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Fussell

    IRN PXF01201

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Functions requiring qualifications (since 19 Feb 2021)
    • CF30 Customer (18 Oct 2017 to 8 Dec 2019)
  • Phillip John Lane

    IRN PJL01147

    • SMF27 Partner (since 14 Apr 2025)
  • Sally Ann Walker

    IRN SAW01127

    • CF30 Customer (1 Nov 2007 to 30 Nov 2011)
    • CF21 Investment Adviser (26 Sep 2003 to 31 Oct 2007)
  • Stephen Ian Dick

    IRN SID00001

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 19 Feb 2021)
    • [FCA CF] Client dealing (since 19 Feb 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (20 Sep 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (26 Sep 2003 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (26 Sep 2003 to 31 Oct 2007)
  • Susan Frances Wall

    IRN SFW01033

    • CF22 Investment Adviser (Trainee) (26 Sep 2003 to 30 Aug 2005)
    • CF24 Pension Transfer Specialist (26 Sep 2003 to 30 Aug 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.