Susan Frances Wall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ashlea Financial Planning Ltd

    FRN 432784

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (27 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Nov 2019 to 8 Dec 2019)
  • Hazlewoods Financial Planning LLP (no longer approved here)

    FRN 223530

    • CF22 Investment Adviser (Trainee) (26 Sep 2003 to 30 Aug 2005)
    • CF24 Pension Transfer Specialist (26 Sep 2003 to 30 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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