Diane Margaret Weitz

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ashlea Financial Planning Ltd

    FRN 432784

    • SMF9 Chair of the Governing Body (since 16 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 19 Jan 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2021)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 31 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (30 Jun 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (24 Jun 2005 to 31 Mar 2009)
    • CF21 Investment Adviser (24 Jun 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (24 Jun 2005 to 31 Oct 2019)
    • Responsible for Insurance Mediation (24 Jun 2005 to 30 Sep 2018)
    • CF10 Compliance Oversight (24 Jun 2005 to 31 Oct 2019)
    • CF1 Director (24 Jun 2005 to 8 Dec 2019)
  • Hazlewoods Financial Planning LLP (no longer approved here)

    FRN 223530

    • CF21 Investment Adviser (13 Jul 2004 to 13 Apr 2005)
    • CF24 Pension Transfer Specialist (13 Jul 2004 to 13 Apr 2005)
  • The Original Holloway Friendly Society Limited (no longer approved here)

    FRN 109986

    • CF2 Non Executive Director (29 Aug 2002 to 1 Feb 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.