Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Limited
FRN 197107
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 3 Dec 2025)
- CF1 Director (AR) (since 1 Oct 2025)
- CF30 Customer (since 1 Oct 2025)
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AWB FINANCIAL LTD
FRN 1039961
- (1)Employed By (since 1 Oct 2025)
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- [FCA CF] Functions requiring qualifications (1 Nov 2025 to 30 Nov 2025)
- [FCA CF] Client dealing (1 Nov 2025 to 30 Nov 2025)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2025)
- CF30 Customer (5 Jan 2018 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 24 May 2017)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.