Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 3 Dec 2025)
    • CF1 Director (AR) (since 1 Oct 2025)
    • CF30 Customer (since 1 Oct 2025)
    • (1)Employed By (since 1 Oct 2025)
  • Saltus Partnership Limited (no longer approved here)

    FRN 554381

    • [FCA CF] Functions requiring qualifications (1 Nov 2025 to 30 Nov 2025)
    • [FCA CF] Client dealing (1 Nov 2025 to 30 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2025)
    • CF30 Customer (5 Jan 2018 to 8 Dec 2019)
  • Hugh Davies Associates Limited (no longer approved here)

    FRN 125569

    • CF30 Customer (1 Nov 2007 to 24 May 2017)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.