Hugh Davies Associates Limited

• Principal Place of Business

  New Barn

  Manor Farm Courtyard

  Southam Lane

  Southam

  Cheltenham

  Gloucestershire

  GL52 3PB

  UNITED KINGDOM

  Phone

  +4401242514563

  Web

  https://www.amberriver.com/hda

• Complaints Contact

  New Barn

  Manor Farm Courtyard

  Southam Lane

  Southam

  Cheltenham

  Gloucestershire

  GL52 3PB

  UNITED KINGDOM

  Phone

  +4401242514563

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hilary Wise

  IRN HXW00033

  • [FCA CF] Functions requiring qualifications (18 Jun 2020 to 7 Jun 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 7 Jun 2021)
• Hugh Llewellyn Davies

  IRN HLD00002

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2006)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2006)
  • CF1 Director (1 Dec 2001 to 31 Oct 2006)
• Ian David Neil McIlwraith

  IRN IDM00003

  • CF21 Investment Adviser (1 Dec 2001 to 24 May 2004)
• John Kieran Simms

  IRN JKS00006

  • CF30 Customer (23 Jun 2010 to 15 Nov 2010)
• Katherine Marie Davies

  IRN KXD00105

  • Responsible for Insurance Distribution (since 13 Aug 2025)
  • SMF3 Executive Director (since 11 Oct 2023)
  • [FCA CF] Manager of certification employee (since 10 Oct 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2021)
• Lavinia Maria Macdonald

  IRN LXM00175

  • [FCA CF] Functions requiring qualifications (1 Sep 2021 to 29 Feb 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 29 Feb 2024)
• Mark James Evans

  IRN MJE00047

  • CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2002)
• Martin Patrick Johnston

  IRN MPJ01065

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 14. Managing investments
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 8 Mar 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (16 Jan 2020 to 17 Oct 2022)
  • CF30 Customer (8 Apr 2013 to 8 Dec 2019)
• Matthew Charles William Hobbins

  IRN MCH01159

  • [FCA CF] Client dealing (4 Aug 2025 to 31 Dec 2025)
  • [FCA CF] Functions requiring qualifications (4 Aug 2025 to 31 Dec 2025)
• Peter Andrew Clark

  IRN PAC00077

  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
  • CF1 Director (16 Jan 2014 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• Revision Investment Services Limited (no longer appointed)

  FRN 460090 · Appointed 8 Jan 2007 · Until 15 Aug 2017

No changes recorded yet.