Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 3 Mar 2026)
    • [FCA CF] Client dealing (since 3 Mar 2026)
  • Hugh Davies Associates Limited (no longer approved here)

    FRN 125569

    • [FCA CF] Client dealing (4 Aug 2025 to 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (4 Aug 2025 to 31 Dec 2025)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (3 Apr 2024 to 1 Aug 2025)
    • [FCA CF] Functions requiring qualifications (3 Apr 2024 to 1 Aug 2025)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (3 Apr 2024 to 1 Aug 2025)
    • [FCA CF] Functions requiring qualifications (3 Apr 2024 to 1 Aug 2025)
  • Unique Financial Planning Limited (no longer approved here)

    FRN 216560

    • Employed By (30 Oct 2023 to 26 Feb 2024)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (30 Oct 2023 to 26 Feb 2024)
    • [FCA CF] Client dealing (30 Oct 2023 to 26 Feb 2024)
    • Appointed representative dealing with clients for which they require qualification (30 Oct 2023 to 26 Feb 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (27 Oct 2020 to 13 Oct 2023)
    • CF30 Customer (16 Jan 2018 to 15 Nov 2018)
  • BUTLER TOLL LIMITED (no longer approved here)

    FRN 442229

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Sep 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Sep 2020)
    • CF30 Customer (5 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.