Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CHESTER ROSE FINANCIAL PLANNING LTD
FRN 726620
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 3 Mar 2026)
- [FCA CF] Client dealing (since 3 Mar 2026)
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- [FCA CF] Client dealing (4 Aug 2025 to 31 Dec 2025)
- [FCA CF] Functions requiring qualifications (4 Aug 2025 to 31 Dec 2025)
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- [FCA CF] Client dealing (3 Apr 2024 to 1 Aug 2025)
- [FCA CF] Functions requiring qualifications (3 Apr 2024 to 1 Aug 2025)
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- [FCA CF] Client dealing (3 Apr 2024 to 1 Aug 2025)
- [FCA CF] Functions requiring qualifications (3 Apr 2024 to 1 Aug 2025)
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- Employed By (30 Oct 2023 to 26 Feb 2024)
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- CF30 Customer (30 Oct 2023 to 26 Feb 2024)
- [FCA CF] Client dealing (30 Oct 2023 to 26 Feb 2024)
- Appointed representative dealing with clients for which they require qualification (30 Oct 2023 to 26 Feb 2024)
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- Appointed representative dealing with clients for which they require qualification (27 Oct 2020 to 13 Oct 2023)
- CF30 Customer (16 Jan 2018 to 15 Nov 2018)
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- [FCA CF] Client dealing (9 Dec 2019 to 11 Sep 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Sep 2020)
- CF30 Customer (5 Jan 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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