CHESTER ROSE FINANCIAL PLANNING LTD

• Principal Place of Business

  53 Bartholomew Street

  Newbury

  Berkshire

  RG14 5QA

  UNITED KINGDOM

  Phone

  +44163548727

  Web

  https://www.chesterrose.co.uk

• Complaints Contact

  53 Bartholomew Street

  Newbury

  Berkshire

  RG14 5QA

  UNITED KINGDOM

  Phone

  +44163548727

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam David Vanstone

  IRN ADV01014

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 22 Apr 2024)
  • [FCA CF] Functions requiring qualifications (since 22 Apr 2024)
• Adam John Hammond

  IRN AJH00119

  • [FCA CF] Functions requiring qualifications (17 Jun 2025 to 30 Jun 2025)
  • [FCA CF] Client dealing (17 Jun 2025 to 30 Jun 2025)
• Christopher Andrew Butcher

  IRN CAB01313

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 11 Jul 2025)
  • CF30 Customer (since 11 Jul 2025)
  • [FCA CF] Client dealing (since 11 Jul 2025)
• Christopher Douglas Francis Mills

  IRN CXM01376

  • SMF3 Executive Director (since 21 Feb 2024)
• Corriston C J Campbell

  IRN CXC00905

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 10 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 10 Feb 2025)
• David Christopher Flood

  IRN DCF00005

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 5 Aug 2024)
  • [FCA CF] Client dealing (since 5 Aug 2024)
• David John Pollard

  IRN DJP00031

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 5 Aug 2024)
  • [FCA CF] Functions requiring qualifications (since 5 Aug 2024)
• Jonathan Leonard Creasey

  IRN JLC00010

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 12 May 2025)
  • CF1 Director (AR) (since 12 May 2025)
  • CF30 Customer (since 12 May 2025)
  • [FCA CF] Client dealing (since 12 May 2025)
• Kane Keith Sawyer Prior

  IRN KXP00537

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 16 Apr 2026)
• Karen Barbara Wood

  IRN KBW01011

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • CF30 Customer (since 12 May 2025)
  • Appointed representative dealing with clients for which they require qualification (since 12 May 2025)
  • CF1 Director (AR) (since 12 May 2025)
  • [FCA CF] Client dealing (since 12 May 2025)

• CHESTER ROSE (HAMPSHIRE) LIMITED

  FRN 1032068 · Appointed 12 May 2025

• Time Financial Planning Limited (no longer appointed)

  FRN 556271 · Appointed 19 Jan 2022 · Until 1 Dec 2022

• Chester Rose Planning Limited (no longer appointed)

  FRN 917041 · Appointed 19 Nov 2019 · Until 1 Dec 2022

No changes recorded yet.