Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CHESTER ROSE FINANCIAL PLANNING LTD
FRN 726620
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 11 Jul 2025)
- CF30 Customer (since 11 Jul 2025)
- [FCA CF] Client dealing (since 11 Jul 2025)
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CHESTER ROSE (HAMPSHIRE) LIMITED
FRN 1032068
- Employed By (since 11 Jul 2025)
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- (5)Employed By (5 Mar 2024 to 3 May 2024)
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- Appointed representative dealing with clients for which they require qualification (26 Feb 2024 to 3 May 2024)
- CF30 Customer (8 Dec 2023 to 3 May 2024)
- CF1 Director (AR) (8 Dec 2023 to 3 May 2024)
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- CF1 Director (AR) (9 Jul 2020 to 5 Mar 2024)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Mar 2024)
- CF30 Customer (27 Aug 2019 to 5 Mar 2024)
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- CF30 Customer (11 Dec 2017 to 25 Jun 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Rathmore Financial Limited
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controlled function added: (5)Employed By at Rathmore Financial Limited