Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 11 Jul 2025)
    • CF30 Customer (since 11 Jul 2025)
    • [FCA CF] Client dealing (since 11 Jul 2025)
    • Employed By (since 11 Jul 2025)
  • Rathmore Financial Limited (no longer approved here)

    FRN 586059

    • (5)Employed By (5 Mar 2024 to 3 May 2024)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (26 Feb 2024 to 3 May 2024)
    • CF30 Customer (8 Dec 2023 to 3 May 2024)
    • CF1 Director (AR) (8 Dec 2023 to 3 May 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (9 Jul 2020 to 5 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Mar 2024)
    • CF30 Customer (27 Aug 2019 to 5 Mar 2024)
  • Clarity Limited (no longer approved here)

    FRN 185468

    • CF30 Customer (11 Dec 2017 to 25 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Rathmore Financial Limited

  2. controlled function added: (5)Employed By at Rathmore Financial Limited