David Christopher Flood

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CHESTER ROSE FINANCIAL PLANNING LTD

    FRN 726620

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 5 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 5 Aug 2024)
  • Hencilla Canworth GI Limited (no longer approved here)

    FRN 948880

    • SMF3 Executive Director (1 Oct 2021 to 15 Mar 2024)
  • HENCILLA CANWORTH LIMITED (no longer approved here)

    FRN 226263

    • (32)[FCA CF] Client dealing (9 Dec 2019 to 27 Jan 2025)
    • (33)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jan 2025)
    • (29)SMF3 Executive Director (9 Dec 2019 to 27 Jan 2025)
    • (35)[FCA CF] Significant management (9 Dec 2019 to 27 Jan 2025)
    • (30)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (34)CF1 Director (19 Oct 2006 to 8 Dec 2019)
    • (31)CF21 Investment Adviser (21 Oct 2003 to 31 Oct 2007)
  • Hencilla Canworth Insurance Group (no longer approved here)

    FRN 162494

    • (5)Employed By (1 Oct 1998 to 20 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (29)SMF3 Executive Director at HENCILLA CANWORTH LIMITED

  2. controlled function added: (30)CF30 Customer at HENCILLA CANWORTH LIMITED

  3. controlled function added: (31)CF21 Investment Adviser at HENCILLA CANWORTH LIMITED

  4. controlled function added: (32)[FCA CF] Client dealing at HENCILLA CANWORTH LIMITED

  5. controlled function added: (33)[FCA CF] Functions requiring qualifications at HENCILLA CANWORTH LIMITED

  6. controlled function added: (34)CF1 Director at HENCILLA CANWORTH LIMITED

  7. controlled function added: (35)[FCA CF] Significant management at HENCILLA CANWORTH LIMITED