Date authorised
4 October 2021
Companies House
13257247
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Howden
    Simpson House
    6 Cherry Orchard Road
    Croydon
    CR9 6AZ
    UNITED KINGDOM
    Phone
    +4402086865050
  • Complaints Contact

    One Creechurch Place
    London
    EC3A 5AF
    UNITED KINGDOM
    Phone
    +4402076233806

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James Kerr Barker

    IRN AJB01661

    • SMF3 Executive Director (1 Oct 2021 to 15 Mar 2024)
  • David Christopher Flood

    IRN DCF00005

    • SMF3 Executive Director (1 Oct 2021 to 15 Mar 2024)
  • David John Pollard

    IRN DJP00031

    • SMF3 Executive Director (4 Oct 2021 to 15 Mar 2024)
    • SMF1 Chief Executive (4 Oct 2021 to 15 Mar 2024)
  • Duncan Fraser

    IRN DXF00123

    • Director of firm who is not a certification employee or a SMF manager (27 Mar 2024 to 4 Dec 2025)
  • Duncan James Fraser

    IRN DXF00368

    • SMF3 Executive Director (since 5 Dec 2025)
  • Kevin Peter Harding

    IRN KPH00005

    • SMF3 Executive Director (1 Oct 2021 to 13 Feb 2026)
  • Michael McCormack

    IRN MXM02396

    • SMF3 Executive Director (since 4 Oct 2021)
    • Responsible for Insurance Distribution (since 4 Oct 2021)
  • William Michael Andrews

    IRN WXA00082

    • Director of firm who is not a certification employee or a SMF manager (27 Mar 2024 to 30 Sep 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.