Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 7 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 7 Oct 2025)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (29 Sep 2021 to 30 Aug 2022)
    • [FCA CF] Client dealing (29 Sep 2021 to 30 Aug 2022)
  • Hugh Davies Associates Limited (no longer approved here)

    FRN 125569

    • [FCA CF] Functions requiring qualifications (18 Jun 2020 to 7 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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