Katherine Marie Davies

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hugh Davies Associates Limited
FRN 125569
- Responsible for Insurance Distribution (since 13 Aug 2025)
- SMF3 Executive Director (since 11 Oct 2023)
- [FCA CF] Manager of certification employee (since 10 Oct 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2021)
KINGFURNESS & ASSOCIATES LIMITED
FRN 232518
- [FCA CF] Manager of certification employee (since 2 Feb 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.