Haitong International (UK) Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

  Web

  https://www.htisec.com/en-us/htiuk

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Derek Edward Buckley

  IRN DEB01068

  • CF30 Customer (1 Nov 2007 to 15 Mar 2011)
  • CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
• Dina Khramtsova

  IRN DXK01462

  • CF30 Customer (3 Feb 2016 to 23 Feb 2018)
• Dipesh Chimanbhai Patel

  IRN DCP01041

  • CF1 Director (21 Jun 2011 to 22 Sep 2014)
  • CF30 Customer (1 Nov 2007 to 5 Dec 2014)
  • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
• Diya Ravish Chopra

  IRN DRC01166

  • CF30 Customer (7 Apr 2008 to 31 Oct 2008)
• Dominic Charles Edward Bidwell

  IRN DCB01067

  • CF30 Customer (23 Nov 2015 to 3 Apr 2017)
• Dominic Geoghegan Smyth

  IRN DGS01070

  • CF30 Customer (18 Aug 2009 to 25 Jan 2010)
• Duncan Alistair Henry McFadzean

  IRN DAM01086

  • CF30 Customer (26 May 2011 to 31 May 2012)
• Duncan Haward

  IRN DBH01019

  • CF30 Customer (1 Nov 2007 to 3 Apr 2017)
  • CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)
• Dylan Tudor Thomas Ball

  IRN DTB01035

  • CF21 Investment Adviser (15 Apr 2005 to 5 Jan 2007)
• EDWARD JOHN Llewellyn-Lloyd

  IRN EJL01012

  • CF30 Customer (8 Jun 2010 to 14 Feb 2015)

• Curation Corporation Limited (no longer appointed)

  FRN 582524 · Appointed 7 Jun 2012 · Until 29 May 2013

• Yougovexecution Ltd (no longer appointed)

  FRN 447997 · Appointed 9 Feb 2006 · Until 17 Nov 2007

No changes recorded yet.