Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peel Hunt LLP (no longer approved here)

    FRN 530083

    • [FCA CF] Manager of certification employee (9 Nov 2022 to 16 Jun 2024)
    • [FCA CF] Client dealing (10 May 2022 to 16 Jun 2024)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Client dealing (6 Mar 2018 to 9 May 2022)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (1 Nov 2007 to 3 Apr 2017)
    • CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (2 Jun 2003 to 25 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

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