Duncan Alistair Henry McFadzean

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Noble & Company (UK) Limited
FRN 586297
- SMF1 Chief Executive (since 24 Dec 2024)
- SMF3 Executive Director (since 24 Dec 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (19 Nov 2012 to 8 Dec 2019)
Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF30 Customer (26 May 2011 to 31 May 2012)
Columbia Threadneedle Fund Management Limited (no longer approved here)
FRN 121940
- CF27 Investment Management (20 May 2003 to 30 Sep 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.