Noble & Company (UK) Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Andreas Carsten Misiek
IRN ACM01168
- CF30 Customer (15 Feb 2017 to 19 Jun 2017)
Charles James Ashton
IRN CJA01047
- CF2 Non Executive Director (19 Nov 2012 to 18 Nov 2013)
David Peddie
IRN DXP00374
- [FCA CF] Client dealing (11 Mar 2022 to 20 Feb 2024)
Duncan Alistair Henry McFadzean
IRN DAM01086
- SMF1 Chief Executive (since 24 Dec 2024)
- SMF3 Executive Director (since 24 Dec 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (19 Nov 2012 to 8 Dec 2019)
Edward Brendan McAvinchey
IRN EBM01024
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
- CF30 Customer (19 Jun 2017 to 8 Dec 2019)
Edward Joseph Lanaghan
IRN EXL00242
- [FCA CF] Client dealing (1 May 2024 to 21 Jan 2026)
Gillian McGregor Watson
IRN GXM02104
- [FCA CF] Client dealing (9 Dec 2019 to 21 Jul 2025)
- CF30 Customer (23 May 2013 to 8 Dec 2019)
Haydn Scott Rodgers
IRN HSR01022
- CF30 Customer (14 Nov 2017 to 5 Nov 2018)
Joao Paulo Pessoa De Araujo
IRN JPP01047
- SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Jun 2020)
- CF2 Non Executive Director (10 Apr 2014 to 8 Dec 2019)
John Victor Millar
IRN JVM01016
- CF2 Non Executive Director (10 Apr 2014 to 27 Jun 2014)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.