Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Noble & Company (UK) Limited (no longer approved here)

    FRN 586297

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Jun 2020)
    • CF2 Non Executive Director (10 Apr 2014 to 8 Dec 2019)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF3 Chief Executive (2 Nov 2016 to 12 Jun 2018)
    • CF1 Director (13 Oct 2010 to 3 Dec 2018)
    • CF30 Customer (29 Sep 2010 to 3 Dec 2018)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.