Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (8 Jun 2010 to 14 Feb 2015)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF1 Director (1 Dec 2001 to 31 Dec 2001)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
    • CF3 Chief Executive (1 Dec 2001 to 31 Dec 2001)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.