Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (5 Mar 2015 to 31 Aug 2017)
    • CF1 Director (5 Mar 2015 to 31 Aug 2017)
    • CF29 Significant management (5 Mar 2015 to 31 Aug 2017)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF1 Director (21 Jun 2011 to 22 Sep 2014)
    • CF30 Customer (1 Nov 2007 to 5 Dec 2014)
    • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (1 Dec 2001 to 10 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.