Haitong International (UK) Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

  Web

  https://www.htisec.com/en-us/htiuk

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7EA

  UNITED KINGDOM

  Phone

  +442074569191

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Edward James Chandler

  IRN EJC01037

  • CF2 Non Executive Director (3 May 2016 to 31 Dec 2017)
• Edward John Stacey

  IRN EJS01039

  • CF30 Customer (19 Aug 2009 to 13 May 2016)
• Elizabetta Priano

  IRN EXP01155

  • CF30 Customer (30 Apr 2010 to 20 Dec 2011)
• Erik Arnold Bloomquist

  IRN EAB01045

  • CF30 Customer (11 Sep 2015 to 16 Jun 2016)
• Erik Robert Finnur Anderson

  IRN ERA01005

  • CF30 Customer (21 Feb 2014 to 2 Jan 2015)
• Evan Jerome Wolpert

  IRN EJW01047

  • CF11 Money Laundering Reporting (6 Dec 2005 to 3 Apr 2006)
  • CF10 Compliance Oversight (6 Dec 2005 to 3 Apr 2006)
  • CF1 Director (1 Dec 2001 to 18 Mar 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2004)
  • CF26 Customer Trading (1 Dec 2001 to 24 Feb 2004)
• Fabien, Benjamin Holler

  IRN FBH01014

  • CF30 Customer (24 Feb 2012 to 23 Jun 2014)
• Fabio Genovese Cicogna

  IRN FMG01007

  • CF30 Customer (10 Jan 2016 to 23 Feb 2018)
• Fiona Magaret Swaffield

  IRN FMS01020

  • CF30 Customer (1 Nov 2007 to 7 Jan 2011)
  • CF16 Significant Mgt (Desgntd Investment Business) (23 Aug 2004 to 15 Feb 2007)
  • CF21 Investment Adviser (17 Mar 2003 to 31 Oct 2007)
• Francis Hanley

  IRN FXH01162

  • CF30 Customer (1 Aug 2008 to 17 Mar 2009)

• Curation Corporation Limited (no longer appointed)

  FRN 582524 · Appointed 7 Jun 2012 · Until 29 May 2013

• Yougovexecution Ltd (no longer appointed)

  FRN 447997 · Appointed 9 Feb 2006 · Until 17 Nov 2007

No changes recorded yet.