Fiona Magaret Swaffield

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (2 Mar 2011 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (2 Mar 2011 to 6 Mar 2016)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF30 Customer (1 Nov 2007 to 7 Jan 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (23 Aug 2004 to 15 Feb 2007)
    • CF21 Investment Adviser (17 Mar 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.