Evan Jerome Wolpert

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MAKOR SECURITIES LONDON LTD (no longer approved here)

    FRN 625054

    • SMF3 Executive Director (9 Dec 2019 to 10 Nov 2023)
    • CF1 Director (2 Jan 2015 to 8 Dec 2019)
    • CF29 Significant management (2 Jan 2015 to 8 Dec 2019)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF10 Compliance Oversight (6 Dec 2005 to 3 Apr 2006)
    • CF11 Money Laundering Reporting (6 Dec 2005 to 3 Apr 2006)
    • CF26 Customer Trading (1 Dec 2001 to 24 Feb 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2004)
    • CF1 Director (1 Dec 2001 to 18 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.