Dylan Tudor Thomas Ball

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Franklin Templeton Investment Management Limited (no longer approved here)

    FRN 121779

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Apr 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Apr 2023)
    • CF30 Customer (14 Mar 2008 to 8 Dec 2019)
  • Haitong International (UK) Limited (no longer approved here)

    FRN 196482

    • CF21 Investment Adviser (15 Apr 2005 to 5 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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