Frank Corrigan & Co. Limited

Date authorised
1 April 2013
Companies House
02198916
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 The Cobalt Centre
    Siskin Parkway East
    Coventry
    Warwickshire
    CV3 4PE
    UNITED KINGDOM
    Phone
    +442476555594
    Web
    https://www.corrigans.co.uk

  • Complaints Contact

    1 The Cobalt Centre
    Siskin Parkway East
    Coventry
    Warwickshire
    CV3 4PE
    UNITED KINGDOM
    Phone
    +442476555594

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • P2P Lending Advice

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional

  • Pension Transfer Advice

    For Retail (Investment), Professional, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit, Personal pension scheme

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Debt Plan Admin

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Charles Owen

    IRN ACO00008

    • (9)CF21 Investment Adviser (1 Dec 2001 to 18 Jul 2005)
  • Andy Foster

    IRN APF00013

    • (27)CF21 Investment Adviser (1 Dec 2001 to 18 Jul 2005)
  • Christopher Adam Soborowski

    IRN CAS00008

    • (26)CF30 Customer (1 Jun 2011 to 31 Mar 2014)
  • Dale Antony Bennett

    IRN DAB00064

    • (16)[FCA CF] Client dealing (27 Apr 2023 to 16 Feb 2026)
    • (17)[FCA CF] Functions requiring qualifications (22 Jul 2021 to 16 Feb 2026)
    • (15)CF30 Customer (10 Sep 2009 to 8 Dec 2019)
  • Dane John Cooper

    IRN DJC00114

    • (21)[FCA CF] Client dealing (27 Apr 2023 to 30 Oct 2024)
    • (22)[FCA CF] Functions requiring qualifications (22 Jul 2021 to 30 Oct 2024)
    • (18)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (20)CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
    • (19)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Oct 2007)
  • Frank James Corrigan

    IRN FJC00001

    • (5)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (6)SMF3 Executive Director (since 9 Dec 2019)
    • (4)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (3)Responsibility for MCD Intermediation (since 23 Sep 2016)
    • (44)[FCA CF] Client dealing (27 Apr 2023 to 16 Feb 2026)
    • (43)[PRA CF] Key function holder (1 Apr 2021 to 27 Apr 2023)
    • (45)[FCA CF] Manager of certification employee (1 Apr 2021 to 16 Feb 2026)
    • (46)[FCA CF] Functions requiring qualifications (1 Apr 2021 to 16 Feb 2026)
    • (48)[FCA CF] Significant management (1 Apr 2021 to 27 Apr 2023)
    • (49)[FCA CF] CASS oversight function (1 Apr 2021 to 27 Apr 2023)
    • (41)CF10a CASS Oversight function (26 Feb 2014 to 8 Dec 2019)
    • (42)CF10 Compliance Oversight (16 Jun 2011 to 8 Dec 2019)
    • (38)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (37)Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • (47)CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • (39)CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • (40)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Ian Lindsay Robertson

    IRN ILR00001

    • (24)[FCA CF] Client dealing (27 Apr 2023 to 30 Apr 2024)
    • (25)[FCA CF] Functions requiring qualifications (22 Jul 2021 to 30 Apr 2024)
    • (23)CF30 Customer (15 Mar 2010 to 8 Dec 2019)
  • Jane Evans

    IRN JXE00024

    • (2)SMF3 Executive Director (since 9 Dec 2019)
    • (1)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (34)[FCA CF] Functions requiring qualifications (22 Apr 2022 to 27 Apr 2023)
    • (35)[FCA CF] Significant management (1 Apr 2021 to 16 Feb 2026)
    • (32)[FCA CF] Manager of certification employee (1 Apr 2021 to 16 Feb 2026)
    • (36)[FCA CF] CASS oversight function (1 Apr 2021 to 27 Apr 2023)
    • (28)CF30 Customer (17 Jan 2013 to 8 Dec 2019)
    • (29)CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • (31)CF11 Money Laundering Reporting (3 Oct 2007 to 8 Dec 2019)
    • (30)CF13 Finance (3 Oct 2007 to 31 Oct 2007)
    • (33)CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • John Barton

    IRN JXB00096

    • (1)CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2003)
  • Mark Thomas Cummings

    IRN MTC00005

    • (12)[FCA CF] Client dealing (27 Apr 2023 to 16 Feb 2026)
    • (14)[FCA CF] Functions requiring qualifications (22 Jul 2021 to 16 Feb 2026)
    • (10)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (13)CF1 Director (1 Dec 2001 to 26 Sep 2007)
    • (11)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (9)CF21 Investment Adviser

  2. controlled function added: (8)CF21 Investment Adviser

  3. controlled function added: (7)CF22 Investment Adviser (Trainee)

  4. controlled function added: (6)CF22 Investment Adviser (Trainee)

  5. controlled function added: (5)CF21 Investment Adviser

  6. controlled function added: (4)CF30 Customer

  7. controlled function added: (3)CF22 Investment Adviser (Trainee)

  8. controlled function added: (2)CF30 Customer

  9. controlled function added: (1)CF21 Investment Adviser

  10. controlled function removed: SMF16 Compliance Oversight

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