Ian Lindsay Robertson

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • COTSWOLD INDEPENDENT FINANCIAL SERVICES LTD

    FRN 604634

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 May 2024)
    • [FCA CF] Client dealing (since 1 May 2024)
  • Frank Corrigan & Co. Limited (no longer approved here)

    FRN 138941

    • (24)[FCA CF] Client dealing (27 Apr 2023 to 30 Apr 2024)
    • (25)[FCA CF] Functions requiring qualifications (22 Jul 2021 to 30 Apr 2024)
    • (23)CF30 Customer (15 Mar 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (23)CF30 Customer at Frank Corrigan & Co. Limited

  2. controlled function added: (24)[FCA CF] Client dealing at Frank Corrigan & Co. Limited

  3. controlled function added: (25)[FCA CF] Functions requiring qualifications at Frank Corrigan & Co. Limited