COTSWOLD INDEPENDENT FINANCIAL SERVICES LTD

• Principal Place of Business

  Stanley House

  1 Warwick Street

  Earlsdon

  Coventry

  West Midlands

  CV5 6ET

  UNITED KINGDOM

  Phone

  +4402476920029

  Web

  https://www.cotswoldifs.co.uk

• Complaints Contact

  Stanley House

  1 Warwick Street

  Earlsdon

  Coventry

  West Midlands

  CV5 6ET

  UNITED KINGDOM

  Phone

  +4402476920029

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Adam Joseph Rudnicki

  IRN AJR00009

  • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 30 May 2022)
  • [FCA CF] Client dealing (1 Jan 2020 to 30 May 2022)
  • CF30 Customer (16 May 2015 to 8 Dec 2019)
• Athanasios Pallas

  IRN AXP03033

  • CF30 Customer (28 May 2019 to 8 Dec 2019)
• Christian Michael Miles

  IRN CXM00333

  • Appointed representative dealing with clients for which they require qualification (1 Jan 2020 to 1 Jul 2021)
  • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 1 Jul 2021)
• Daniel James Humphreys

  IRN DXH00699

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 15 Mar 2024)
  • [FCA CF] Functions requiring qualifications (since 7 Jun 2023)
• Daniel Mark Cowburn Elkington

  IRN DME01046

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 21 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 21 Feb 2024)
  • CF30 Customer (13 Nov 2013 to 21 Feb 2014)
• Huw Richard Lansdowne

  IRN HRL01014

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Appointed representative dealing with clients for which they require qualification (since 1 Jan 2020)
  • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 2 Jan 2020)
  • CF30 Customer (7 Jan 2015 to 22 Oct 2015)
• Ian Lindsay Robertson

  IRN ILR00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 May 2024)
  • [FCA CF] Functions requiring qualifications (since 1 May 2024)
• James William Macrae Hart

  IRN JWH01147

  • Appointed representative dealing with clients for which they require qualification (1 Jan 2020 to 10 Dec 2022)
  • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 20 Jan 2020)
  • CF30 Customer (12 Jan 2015 to 22 Oct 2015)
• Julian Guy Charles Seymour

  IRN JGS01125

  • CF1 Director (AR) (30 Oct 2015 to 3 Feb 2025)
  • CF30 Customer (12 Nov 2013 to 30 Oct 2015)
• Kerry Rana

  IRN KXR00385

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 20 Feb 2025)
  • Appointed representative dealing with clients for which they require qualification (since 20 Feb 2025)

• Common Sense Financial Planning Ltd

  FRN 496888 · Appointed 25 Jan 2022

• Otus Mortgages Ltd

  FRN 652422 · Appointed 30 Oct 2014

• JLM Independent Wealth Management Ltd

  FRN 568334 · Appointed 5 Sep 2014

• Smith & Pithers Financial Management Ltd (no longer appointed)

  FRN 517022 · Appointed 1 Mar 2016 · Until 5 Jan 2023

No changes recorded yet.