Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 21 Feb 2024)
    • [FCA CF] Client dealing (since 21 Feb 2024)
    • CF30 Customer (13 Nov 2013 to 21 Feb 2014)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • Appointed representative dealing with clients for which they require qualification (10 Nov 2022 to 19 Jul 2023)
    • CF30 Customer (24 Oct 2022 to 19 Jul 2023)
    • CF1 Director (AR) (24 Oct 2022 to 13 Nov 2023)
    • [FCA CF] Functions requiring qualifications (29 Jul 2022 to 10 Nov 2022)
    • [FCA CF] Client dealing (29 Jul 2022 to 19 Jul 2023)
  • Keep It Easy Financial Planning Ltd (no longer approved here)

    FRN 981634

    • (1)Employed By (24 Oct 2022 to 13 Nov 2023)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (29 May 2020 to 1 Aug 2022)
    • [FCA CF] Functions requiring qualifications (29 May 2020 to 1 Aug 2022)
  • Chattertons Wealth Management Limited (no longer approved here)

    FRN 766148

    • CF30 Customer (1 Mar 2017 to 31 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

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