Chattertons Wealth Management Limited

• Principal Place of Business

  9 Broad Street

  Stamford

  Lincolnshire

  PE9 1PY

  UNITED KINGDOM

  Phone

  +441780764145

  Web

  https://www.chattertons.com

• Complaints Contact

  9 Broad Street

  Stamford

  Lincolnshire

  PE9 1PY

  UNITED KINGDOM

  Phone

  +441780750771

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amy Elizabeth Park

  IRN AEU01008

  • [FCA CF] Client dealing (3 Dec 2020 to 7 Jul 2023)
  • SMF16 Compliance Oversight (5 Jun 2020 to 10 Jul 2023)
  • CF30 Customer (3 Oct 2017 to 8 Dec 2019)
• Beverley Ann Robinson

  IRN BXR74547

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Jun 2020 to 1 Aug 2022)
• Daniel Mark Cowburn Elkington

  IRN DME01046

  • CF30 Customer (1 Mar 2017 to 31 Oct 2017)
• Daniel Michael Turner

  IRN DXT17449

  • CF30 Customer (30 Jul 2019 to 8 Dec 2019)
• Daniel Paul Howden

  IRN DXH00185

  • [FCA CF] Client dealing (3 Dec 2020 to 30 Jun 2021)
  • [FCA CF] Functions requiring qualifications (3 Dec 2020 to 30 Jun 2021)
• David Peter Martin

  IRN DPM00044

  • [FCA CF] Functions requiring qualifications (3 Dec 2020 to 29 Aug 2025)
  • [FCA CF] Client dealing (3 Dec 2020 to 29 Aug 2025)
  • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
• Edward Francis Conway

  IRN EFC01023

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (12 Aug 2022 to 10 Jul 2023)
  • CF11 Money Laundering Reporting (6 Jun 2019 to 8 Dec 2019)
  • CF1 Director (1 Mar 2017 to 8 Dec 2019)
• Edward Papworth

  IRN EXP01137

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Dec 2020)
  • [FCA CF] Client dealing (since 3 Dec 2020)
  • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
• Freya Elizabeth Cade

  IRN FXC00221

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 28 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 28 Jan 2026)
• Hannah Rogers

  IRN HXR01373

  • CF30 Customer (3 Jul 2017 to 5 Jul 2019)

No changes recorded yet.